Investor Information
Saksham Niveshak Campaign
Special Window for Re-lodgement of Transfer Requests of Physical Shares
Simplified norms for processing investor’s service requests by RTA & norms for KYC details & Nomination - November 17, 2023
Click here for Online Resolution of Disputes through ODR Portal
SEBI Master Circular on Online Resolution of Disputes in the Indian Securities Market
SEBI Circular dated June 08, 2023 on Online processing of investor service requests and complaints by RTAs
Common & Simplified Norms for processing investor’s service request by RTA & norms for KYC details & Nomination - March 16, 2023
SEBI Circular - Dispute Resolution Mechanism
Simplification of procedure and standardization of formats of documents for transmission of shares
Simplification of procedure and standardization of formats of documents for issuance of duplicate share certificates
SEBI Circular dated May 30, 2022 on Standard Operating Procedures for Dispute Resolution
SEBI Circular on issuance of securities in dematerilized form in case of Investor Service Requests
Rights of Shareholders
Mandatory dematerialisation of shares
Form ISR-1 - Registering PAN, KYC details or changes and updation thereof
Form ISR-2 - Confirmation of signature of securities holder by the banker
Form ISR-3 - Declaration form for opting-out of nomination
Form ISR-4 - Request for issue of Duplicate Certificate and other Service Requests
Form ISR-5 - Request for Transmission of Securities
Form SH-13 - Nomination Form
Form SH-14 - Cancellation or variation of Nomination
Format of Tripartite Agreement for change in RTA
Special Window for Re-lodgement of Transfer Requests of Physical Shares.
